Privacy Policy

RiversEdge Advanced Retirement Solutions, LLC (RiversEdge) is dedicated to protecting the privacy of your nonpublic personal information. We maintain information about you in order to provide you with the most effective and convenient access to our services. We want you to understand what information we collect, and how we use and protect it. This notice serves as a standard for all of our employees for collection, use, retention and security of nonpublic personal consumer information.

If you feel RiversEdge is not abiding by its posted privacy policy, you should contact us at

Why does RiversEdge handle nonpublic personal information?

RiversEdge is engaged in the businesses of designing, enrolling, funding, and administering qualified retirement plans. In the course of pursuing our stated business objectives, RiversEdge collects, maintains, and otherwise has access to nonpublic personal information about our clients and potential clients, their employees, family members, trustees and other fiduciaries, directors, and affiliates. RiversEdge maintains physical, procedural, and electronic safeguards to protect the privacy of every person whose nonpublic information we obtain or have access to. This Statement describes those safeguards.

What information does RiversEdge maintain or have access to?

In order to provide administration and recordkeeping services, RiversEdge collects and/or has access to account balances, investment strategies employed, shares of financial products owned, payment histories, Social Security numbers, dates of birth, and beneficiary designations and information.

What do we do with the information?

The nonpublic personal information RiversEdge maintains is shared with financial product providers, trustees, other fiduciaries of clients, other agents, and such other parties (e.g. third-party record keeping system providers) necessary to further the objectives of our clients and potential clients. The financial product providers are required by both federal and state law to maintain strict privacy policies. Trustees and fiduciaries are bound by law and their direct fiduciary relationship with the client to safeguard nonpublic personal information. Agents and our administration system vendors are under contract with RiversEdge to safeguard nonpublic personal information to the same degree as if it were maintained at RiversEdge. RiversEdge does not provide such information to any entity other than those which need to know such information to provide the requested services.

How do we safeguard nonpublic personal information internally?

RiversEdge maintains physical, electronic, and procedural safeguards to protect nonpublic personal information. Such information may be stored in either hard copy or electronic format (or both).

Physical Safeguards:

Certain records are stored in print and are maintained either in lockable filing cabinets located within the secure premises of RiversEdge's offices or, if dated, in a controlled access storage facility near RiversEdge's offices.

Electronic Safeguards:

Information is stored on a Local Area Network, accessible only by RiversEdge employees. Access to the LAN is password protected. A firewall is maintained, preventing access through the internet. Remote access to the LAN is permitted to select RiversEdge employees only, and is double password protected. Information submitted to RiversEdge via RiversEdge's website is encrypted to protect it from interception by a third party. The Personal Identification Numbers and user sign-on protocol also ensures that the information provided remains secure.

Procedural Safeguards:

All RiversEdge employees are prohibited from disclosing nonpublic personal information to any third party except in furtherance of client and potential client goals on a need-to-know basis. Training is conducted with all new employees stressing the importance of safeguarding nonpublic personal information. Standard RiversEdge procedures include: (1) sharing information internally with other RiversEdge employees only on a need-to-know basis; (2) keeping nonpublic personal information in closed files when not physically working with it; (3) logging off the LAN whenever leaving their workspace for more than one hour.

The following statements are strictly related to

Information Collection and Use:

RiversEdge is the sole owner of the information collected on this site. We will not sell, share, or rent this information to others in ways different from what is disclosed in this statement. RiversEdge collects information from our users at several different points on our website.


In order to use portions of this website, a user may first be required to complete a registration form. During registration a user is required to provide their contact information (such as name and email address) . This information is used for the sole purpose of contacting the user about the services for which they have expressed interest.


This web site contains links to other sites. Please be aware that we, RiversEdge , are not responsible for the privacy practices of such other sites. We encourage our users to be aware when they leave our site and to read the privacy statements of each and every web site that collects personally identifiable information. This privacy statement applies solely to information collected by RiversEdge.


This website takes every precaution to protect our users' information. When users submit sensitive information via the website, your information is protected both online and off-line.


This privacy policy statement describes RiversEdge's privacy practices for current clients, former clients, and potential clients who submit data, and all employees, directors, and other affiliates of these parties whose nonpublic personal information is submitted. This policy will remain in effect until further notice.